Michelle, Anthony
Modern Wealth Management
3567 E Sunrise DriveSuite 101
Tucson, AZ 85718
5202981900
About Modern Wealth Management
At our firm, we have the client and only the client in mind.
Our mission is to get to know and understand the client's needs, wants, and long-term goals. We want to help clients develop, implement, and monitor strategies that are designed to address individual needs. We understand the challenges families face today ant the uniqueness of every situation.
From managing debt, to saving for college, to retirement; these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help clients pursue their goals.
We believe in thinking out of the box and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on the client, and their satisfaction.
See Disclosures
General Information
Firm Start Year
1992
No. of Employees
10-19
automated call
Yes
CRD#
4512228
Firm CRD#
30833
Name of Broker/Dealer
Centaurus Financial Inc
Name of Custodial Firm
TD Ameritrade & Pershing LLC
States Licensed in
AZ, CA, CO, FL, MA, MD, NM, NY, OR, TX, WI
Years of Experience in Financial Services
26
Number of Years with Current Firm
10
Work with the following types of clients
Non-Profit Organizations, Businesses, Individual Investors
Foreign Languages Serviced
English, Spanish
Advisory Services Provided
Estate Planning & Trusts, Risk Management, Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
AIF®
Securities Licenses
Series 31, Series 7, Series 66
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Property, Variable Life, Accident, Casualty, Long Term Care
Firm Information
Firm's Number of Clients
1000+
Firm's Number of Planning Clients
200+
Firm's Number of Managed Clients
800+
Assets Managed by Firm
$480,000,000
Assets Managed by Advisor
$450,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Commissions, Based on Assets, Flat Fee
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1883991/financialplanners-Modern-Wealth-Management-detailed-disclosure.html
Disclaimer
Securities and advisory services offered through Centaurus Financial, Inc. member FINRA and SIPC, a registered investment advisor. This is not an offer to sell securities, which may be done only after proper delivery of a prospectus and client suitability is reviewed and determined. Information relating to securities is intended for use by individuals residing in Arizona, California, Colorado, Florida, Maryland, Massachusetts, New Mexico, Texas, and Wisconsin. Centaurus Financial, Inc., and Modern Wealth Management are not affiliated.