About Vintage Wealth Advisors
Vintage Wealth Advisors is an independent, full-service financial planning firm committed to supporting the goals of individuals and business owners in the Napa Valley. As registered representatives of LPL Financial and Investment Advisor Representatives of Financial Advocates Investment Management, the team at Vintage Wealth Advisors provides fee-based advice and a wide array of services that include: comprehensive financial planning, proactive investment management, customized retirement strategies, estate planning, and insurance and annuities.
See Disclosures
General Information
Firm Start Year
2015
No. of Employees
5-9
CRD#
2319931
Firm CRD#
151298
Insurance License#
CA Insurance Lic. # 0F17714
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
CA, OR
Years of Experience in Financial Services
31
Number of Years with Current Firm
3
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
Advisory Services Provided
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities, Financial Advice & Consulting, Investment Advice & Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Securities Licenses
Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Health, Life, Long Term Care, Variable Life, Annuity, Disability
Compensation and Fees
Fee Structure
Fee-Based
Education
Bachelor of Science - Finance -
California State University, Sacramento
08/01/1989 -6/01/1993
Disclosures
https://www.finra.org https://www.sipc.org
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1890021/financialplanners-Vintage-Wealth-Advisors-detailed-disclosure.html
Disclaimer
The Financial Consultants at Vintage Wealth Advisors are registered representatives with, and securities offered through, LPL Financial, Member FINRA/SIPC. Investment advice and financial planning offered through Financial Advocates Investment Management, DBA Vintage Wealth Advisors, a registered investment advisor. Financial Advocates Investment Management, Vintage Wealth Advisors, and LPL Financial are separate entities. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AZ CA CO DC FL IA ID IN KS MT NC NM NV OR TX VA WA TN