About Ethos Financial Partners
You are not just another face in the crowd.
You are unique, and so are your financial goals. Thats why I take the time to understand whats
truly important to you.
I can help you prepare for whatever life brings - both the expected and the unexpected - with
personalized advice tailored to you.
I deliver personalized financial advice to help you achieve your goals, today and tomorrow,
through our Confident Retirement® approach. Working together, I can help you feel more confident,
connected, and in control of your financial life.
See Disclosures
General Information
Firm Start Year
1999
No. of Employees
20-49
CRD#
4559641
Firm CRD#
6363
Insurance License#
0M11821
Name of Broker/Dealer
Ameriprise Financial Services, Inc.
States Licensed in
CO, NM, AZ, NY, OK, DE, TX, GA, NE, DC, NC, ND, OR, NJ, OH, SC, IA, KY, WI, CA, MN, WY, MD, MI, SD, KS, IL, VA, AL, ME, NV, LA, AR, TN, AK, HI, WA, MT, MO, ID, IN, PA, CT, FL, MA, UT, NH
Years of Experience in Financial Services
20
Number of Years with Current Firm
20
Work with the following types of clients
Families, Individual Investors, Businesses
Advisory Services Provided
Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting, Risk Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPC®, APMA®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, Life, Accident, Annuity, Health
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Flat Fee, Based on Assets
Education
Bachelor of Arts, Finance -
New Mexico State University
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1887229/financialplanners-Ethos-Financial-Partners-detailed-disclosure.html
Disclaimer
Ameriprise Financial cannot guarantee future financial results. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER® and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. Investment advisory products and services are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc., Member FINRA and SIPC. © 2019 Ameriprise Financial, Inc. All rights reserved.