About Heritage Capital, LLC
Heritage Capital, LLC is an award-winning personal investment management firm dedicated to
growing your portfolio and protecting your assets as we work as a team to achieve your lifetime
financial goals. With a focus on long-term planning for your comfortable retirement and your
family's education needs, we provide you the peace of mind that comes from entrusting your
financial future to experienced, educated, and trustworthy professionals.
See Disclosures
General Information
CRD#
2241878
Name of Custodial Firm
Fidelity/National Financial Srvs
Years of Experience in Financial Services
32
Number of Years with Current Firm
18
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Wealth Management, 401K Rollovers, Retirement Planning
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Firm Information
Advisor's Number of Clients
119
Advisor's Number of Managed Clients
129
Advisor's Number of Planning Clients
64
Compensation and Fees
Compensation Methods
Based on Assets, Hourly
Fee % Based on Assets
1%-2%
Hourly Rate
$300
Education
BA Political Science -
University of Rochester
-
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1886604/financialplanners-Heritage-Capital,-LLC-detailed-disclosure.html