About Excelsior Wealth Partners
Excelsior Wealth is a premier asset management firm, that is in the business of finding innovative investment solutions and great investment ideas.
Our experience, personalized approach, and commitment to serving our clients make us unique in our Marketplace.
A community of independent financial advisors who share a commitment for excellence by fostering a culture of openness and transparency, while focusing on a world class client experience.
We can help you achieve your financial goals through tailored money management and a fee structure designed for your success.
As a well-respected investment advisory firm, our reputation thrives on our high-level of customer satisfaction. When our clients are truly confident in their financial stability, we have done our job.
Whether we assist you with your transition into retirement or helping you manage your portfolio risk; Excelsior Wealth can help you achieve your financial goals.
See Disclosures
General Information
Firm Start Year
1924
CRD#
4525503
Firm CRD#
23131
Insurance License#
LA-964078
States Licensed in
CA, MA, MD, NC, NY, PA
Years of Experience in Financial Services
20
Number of Years with Current Firm
5
Work Experience
2002-2003 Prudential Financial 2003-2006 Bank of America/Merrill Lynch 2006-2009 SunTrust Investment Services 2010-2012 US Army/National Guard 2012-2020 M&T Securities 2020- current Excelsior Wealth Partners (Sagepoint Financial/Osaic Group)
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management
Compliance
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 66, Series 26, Series 7
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Disability
Firm Information
Advisor's Number of Clients
250
Advisor's Number of Managed Clients
187
Advisor's Number of Planning Clients
200
Assets Managed by Advisor
$57 million
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250000
Compensation Methods
Based on Assets, Flat Fee
Fee % Based on Assets
1.25
Additional Details on Charges
1.25% asset management fee to $749,999 $750K to $999,999 1% asset management fee $1 million to $2,999,999 .80% asset management fee $3million to $4,999,999 .60 % asset management fee $5million+ .35% asset management fee
Minimum Fee Charged for Managed Accounts
$3125 annual
Minimum Fee Charged for Hourly Planning Accounts
$700
Education
Bachelors of Science - Finance and Marketing
Catawba College
08/20/1998 -05/13/2001
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1891528/financialplanners-Excelsior-Wealth-Partners-detailed-disclosure.html