Gradepoint Financial, llc
Serving the Tampa Bay and Ft. Lauderdale, FL Areas
Safety Harbor, FL 34695
7276038890
About Gradepoint Financial, llc
We our proudly independent and work with individuals and business owners to develop a comprehensive wealth management plan together. We are able to do this by utilizing a team approach and by focusing on four key components: Financial Enrichment, Risk Mitigation, Wealth Transfer and Proper utilization of the spectrum of investments. We are uniquely positioned to potentially contribute to the financial success of our clients and our community- while taking full advantage of the superior support and scale of LPL Financial, the nation's leading independent brokerage firm.
See Disclosures
General Information
Firm Start Year
1990
No. of Employees
10-19
Firm CRD#
172555
Insurance License#
P007084
Name of Broker/Dealer
LPL Financial
States Licensed in
FL, IL, TX
Years of Experience in Financial Services
27
Number of Years with Current Firm
23
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 6, Series 7, Series 63, Series 65, Series 66
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, Life, Health, Annuity
Firm Information
Firm's Number of Clients
880
Firm's Number of Planning Clients
735
Firm's Number of Managed Clients
735
Assets Managed by Firm
$700,000,000
Advisor's Number of Clients
1170
Advisor's Number of Managed Clients
925
Advisor's Number of Planning Clients
925
Assets Managed by Advisor
$479,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Commissions
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
Form ADV Part 3
https://static.fmgsuite.com/media/documents/e5869191-b515-47f7-9f1b-a6dcae9f6d2e.pdf
Additional Detailed Disclosures
Disclaimer
Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through TSFG, LLC, a Registered Investment Advisor. TSFG, LLC and GradePoint Financial, LLC, are separate entities from LPL Financial.