About Summit Wealth Planning
When you work with Summit Wealth Planning, you're part of the family. Our team of professionals has 79 years of cumulative experience in financial services. We can help you address your needs today and for many years to come.
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General Information
Firm Start Year
2023
No. of Employees
2-4
CRD#
2353138
Firm CRD#
6413
Name of Broker/Dealer
LPL Financial/Goodlife Advisors,LLC
Years of Experience in Financial Services
31
Work with the following types of clients
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 4, Series 24, Series 65, Series 53
Insurance and Annuity Licenses
Variable Annuity, Variable Life, Life
Firm Information
Firm's Number of Clients
714
Assets Managed by Firm
$130,000,000
Advisor's Number of Clients
70
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$150,000
Compensation Methods
Based on Assets, Commissions, Flat Fee, Hourly
Hourly Rate
$250
Education
Bachelors of Science - Finance
Oregon State University
1982 -1985
Disclosures
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures