About WestPac Wealth Partners
WestPac Wealth Partners is a privately-held wealth management firm, founded with the intent to assist our clients in every aspect of their financial lives. Our focus centers on our clients' vision for their future to create a lasting impact on their wealth potential. Uniquely positioned to offer our clients access to one of the most comprehensive financial product platforms available today, we envision and enhance our clients' goals by designing a customized strategy and creating a life map to achieve and protect their wealth. Recognized across the nation as one of the best workplaces, we strive to translate our incredible culture into top-notch service for our clients.
See Disclosures
General Information
Firm Start Year
2007
No. of Employees
100-499
CRD#
7015673
Firm CRD#
46173
Name of Broker/Dealer
Guradian/Park Avenue Securities
States Licensed in
IL, PA, MA
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Foreign Languages Serviced
Korean
Advisory Services Provided
Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Annuity, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Firm's Number of Clients
36,000
Assets Managed by Firm
$3,400,000,000
Compensation and Fees
Minimum Portfolio Size for New Managed Accounts
$50,000
Compensation Methods
Flat Fee, Based on Assets, Commissions
Education
Bachelor of Arts -
McGill University
09/01/2010 -06/01/2014
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1892093/financialplanners-WestPac-Wealth-Partners-detailed-disclosure.html
Disclaimer
Registered Representative and Financial Advisor of Park Avenue Securities LLC (PAS). OSJ: 5280 Carroll Canyon Rd, #300 San Diego, CA 92121 619.684.6400. Securities products and advisory services offered through PAS, member FINRA, SIPC. Financial Representative of The Guardian Life Insurance Company of America® (Guardian), New York, NY. PAS is a wholly owned subsidiary of Guardian. WestPac Wealth Partners, LLC is not an affiliate or subsidiary of PAS or Guardian. Insurance products offered through WestPac Wealth Partners and Insurance Services, LLC, a DBA of WestPac Wealth Partners, LLC.