About CFD Investments, Inc
I believe in a comprehensive approach to financial planning and I'm a firm believer in diversification. As an independent financial planner, I am not limited to the products and services of any one company, I can truly shop the market and present my clients with the best options in the marketplace. I make sure my clients are informed, educated, and then advised, so they can make the right choices regarding their financial future.
Adviser not licensed in all States. Advisory Services are Provided through Creative Financial Designs, Inc., a Registered Investment Adviser, and Securities are Offered through cfd Investments, Inc., a Registered Broker/Dealer, Member FINRA & SIPC, 2704 South Goyer Road, Kokomo, IN 46902 765.453.9600
See Disclosures
General Information
Firm Start Year
1986
No. of Employees
100-499
CRD#
2052301
Firm CRD#
25427
Insurance License#
1074390
Name of Broker/Dealer
CFD Investments, Inc.
Name of Custodial Firm
National Financial Services
States Licensed in
IAR
Years of Experience in Financial Services
32
Number of Years with Current Firm
22
Work Experience
Over 30 Years.
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Financial Planning for Individuals, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®, CLU®
Securities Licenses
Series 6, Series 7, Series 24, Series 63
Insurance and Annuity Licenses
Variable Life, Long Term Care, Disability, Property, Casualty, Accident, Annuity, Health, Life, Variable Annuity
Firm Information
Firm's Number of Clients
9200
Firm's Number of Planning Clients
9200
Firm's Number of Managed Clients
9200
Assets Managed by Firm
1.15 Billion
Advisor's Number of Clients
200
Assets Managed by Advisor
$150,000,000.00
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Flat Fee, Hourly, Based on Assets, Commissions
Fee % Based on Assets
1
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1881990/financialplanners-CFD-Investments,-Inc-detailed-disclosure.html