About Royal Fund Management
Royal Fund Management offers Independent Fiduciary Responsibility. As a fee only investment advisory firm, Royal Fund Management does not sell financial products or receive commissions. Therefore, we are obligated, as fiduciaries, to act in the best interest of our clients.
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General Information
Firm Start Year
2018
CRD#
7036510
Firm CRD#
144434
States Licensed in
IA, TX
Years of Experience in Financial Services
4
Number of Years with Current Firm
4
Work Experience
As a long-life sports enthusiast, I began my career in the sport management spectrum. That carried over to obtaining my PhD and teaching at South Dakota State University for 12 years. However, my wife and I were wanting to relocate back to Western Iowa to be closer to family. After a few years in the insurance business, I expanded my career to include becoming an Investment Adviser Representative and the past four years I have been doing both; insurance agent and financial advisor. The nice thing about being able to do both is it takes some of the potential bias out the planning process. The other nice thing is that I am able to create some unique income plans that other companies are typically not able to do. For example I can assist getting help with your 401(k) or developing a repair strategy for your investments, I may also be able to create an opportunity for more income if the need arises.
Work with the following types of clients
Individual Investors
Advisory Services Provided
Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting
Compliance
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65
Insurance and Annuity Licenses
Long Term Care, Life, Annuity, Disability
Firm Information
Assets Managed by Firm
$1,000,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100K+
Compensation Methods
Based on Assets
Education
BS - Leisure Studies
University of Iowa
08/1983 -05/1989
MS - Recreation Program Management
University of Northern Iowa
08/1995 -05/1998
PhD - Park and Recreation Management
Indiana University
08/2000 -08/2003
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1891343/financialplanners-Royal-Fund-Management-detailed-disclosure.html