About Olivier Group
As a Baton Rouge boutique financial services firm, Olivier Group specializes in comprehensive, wealth management and retirement planning for physicians, dentists, business owners, families, and retirees. Through our holistic team approach, we guide you through all aspects of financial planning, from proactive wealth management, to retirement planning, or preparing your estate. Under the direction of a CERTIFIED FINANCIAL PLANNER™ practitioner, our licensed team combines top notch service and comprehensive investment research to provide a quality experience for you.
Our independence allows us to evaluate which particular investments are right for you, instead of trying to fit your situation to a certain product. Our team offers you services and recommendations based on our shared values of trust, responsibility, and desire to help others. Securities offered through Cetera Advisor Networks LLC, Member FINRA/SIPC. Investment advisory services offered through CWM, LLC, an SEC Registered Investment Advisor. Cetera Advisor Networks LLC is under separate ownership from any other named entity. Carson Partners, a division of CWM, LLC, is a nationwide partnership of advisors.
See Disclosures
General Information
Firm Start Year
2002
No. of Employees
5-9
Firm CRD#
13572
Name of Broker/Dealer
Cetera Advisor Networks
Name of Custodial Firm
TD Ameritrade, Fidelity, and Cetera
States Licensed in
AL, FL, LA, MS, NM, TX, GA, TN
Years of Experience in Financial Services
25
Number of Years with Current Firm
19
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Businesses, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 7, Series 24, Series 31, Series 52, Series 63
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA)
Non-Financial Organization Memberships
Baton Rouge Estate and Planning Council Finance Committee for the Country Club of Louisiana
Firm Information
Firm's Number of Clients
200
Assets Managed by Firm
$220 million
Advisor's Number of Clients
200
Advisor's Number of Managed Clients
200
Advisor's Number of Planning Clients
110
Assets Managed by Advisor
$300 million
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Hourly, Flat Fee, Commissions
Education
Bachelors in Business Administration - Finance with minor in Economics
Northeast Louisiana University
08/15/1991 -05/30/1995
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1822434/financialplanners-Olivier-Group-detailed-disclosure.html
Disclaimer
Securities offered through Cetera Advisor Networks LLC, Member FINRA/SIPC. Investment advisory services offered through CWM, LLC, an SEC Registered Investment Advisor. Cetera Advisor Networks LLC is under separate ownership from any other named entity. Carson Partners, a division of CWM, LLC, is a nationwide partnership of advisors.