About Northern New England Associates
At Northern New England Associates our first priority is your overall financial success. We want to learn more about your personal situation, and understand your dreams and goals.
Long term relationships that encourage open and honest communication are the foundation that positions us to be of maximum value to you.
See Disclosures
General Information
Firm Start Year
CRD#
266230
Firm CRD#
46173
Insurance License#
PRR2270
Name of Broker/Dealer
PARK AVENUE SECURITIES LLC
States Licensed in
ME,MA,NH.
Years of Experience in Financial Services
30
Work Experience
I assist clients with creating an overall financial plan. This includes reviews of protection, cash flow, savings and investments. This is done with the aim of helping the client to achieve their goals and retire comfortably. I also work with clients on their estate planning needs and business exit strategies.
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CLU®, ChFC®, Series 63
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Disability, Annuity, Life, Health, Variable Life
Firm Information
Assets Managed by Firm
Yes
Advisor's Number of Clients
100
Advisor's Number of Managed Clients
50
Advisor's Number of Planning Clients
20
Assets Managed by Advisor
$3000000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Based on Assets
Fee % Based on Assets
.5-1%
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1815749/financialplanners-Northern-New-England-Associates-detailed-disclosure.html