Erich, Imphong
Plotkin Financial Advisors, LLC
8401 Connecticut AveSuite 400
Chevy Chase, MD 20815
3019079790
About Plotkin Financial Advisors, LLC
As a CERTIFIED FINANCIAL PLANNER™ at Plotkin Financial Advisors, LLC I am in the business of
making a difference in the lives of clients and their families. I am guided by the core values of
honesty, integrity, independence, innovation, objectivity and as a fiduciary of clients'
interests. As an independent firm, we are free to craft financial plans and make recommendations
that fit our clients best. The services and investments we recommend are based on what is in the
best interest for our clients and their families.
My firm's comprehensive wealth management service is a refined process that helps to define and
clarify the financial landscape for the clients we serve. Together, we help you and your family
work towards your financial goals.
What - Provide clients with sound advice regarding every aspect of their financial lives.
How - I utilize our proprietary Legacy Program method to design a customized wealth management
plan.
Why - I believe comprehensive financial planning is the foundation of achieving your desired
lifestyle.
See Disclosures
General Information
Firm Start Year
2003
No. of Employees
5-9
CRD#
5083311
Firm CRD#
7717
Name of Broker/Dealer
Independent Financial Group, LLC
Name of Custodial Firm
Charles Schwab
States Licensed in
DC, MD, VA
Years of Experience in Financial Services
13
Number of Years with Current Firm
3
Work with the following types of clients
Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
Tax Advice and Services, Financial Planning for Individuals, Money Management, Retirement Planning, Portfolio Management, Estate Planning & Trusts
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Life, Variable Annuity, Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Commissions
Education
Masters of Science in Finance -
University of Loyola, Maryland
-
Bachelor of Science -
The Catholic University of America
Disclosures
www.pfallc.com
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1885023/financialplanners-Plotkin-Financial-Advisors,-LLC-detailed-disclosure.html
Disclaimer
Securities offered through Independent Financial Group, LLC, a registered broker- dealer. Member FINRA/SIPC. Advisory services through Plotkin Financial Advisors, LLC, a registered investment advisor. Plotkin Financial Advisors, LLC and IFG are not related entities. For a list of states in which we are registered to do business, please visit our website www.pfallc.com.