About Harbor Investment Advisory
I take a client-first approach focused on helping my clients navigate through the complex and emotional financial decisions that surround their lives.
I concentrate on doing three things for my clients and ask one in return. I help them:
- Simplify their financial lives
- Generate the necessary returns and income to sustain the lifestyle they desire now and in retirement
- Build a legacy for the ones they love and the things they care about.
What I ask in return: should my clients have a question on anything financial, I expect to be the first phone call.
See Disclosures
General Information
Firm Start Year
1923
CRD#
5379858
Firm CRD#
151085
Insurance License#
RPI146578
Name of Broker/Dealer
Harbor Investment Advisory
Name of Custodial Firm
Pershing LLC
States Licensed in
MD, CT, NY, FL, VA, AK, AZ, CA, DE, GA, KY, OH, NJ, PA,
Years of Experience in Financial Services
12
Number of Years with Current Firm
6
Work with the following types of clients
Businesses, Individual Investors
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CDFA®, Financial Planning Specialist
Securities Licenses
Series 7, Series 31, Series 66
Insurance and Annuity Licenses
Variable Life, Disability, Annuity, Health, Life, Variable Annuity, Long Term Care
Firm Information
Assets Managed by Firm
$5,000,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Education
Bachelor of Business Administration - Finance
University of Loyola, Maryland
September 1997 -May 2014
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1864145/financialplanners-Harbor-Investment-Advisory-detailed-disclosure.html