About PEAK Wealth Management LLC
As a smaller firm, we operate with the highest level of integrity and accountability; we have no hidden agendas or pressure to do anything other than what is in our client's best interest.
Growing and protecting your wealth is our priority. We are a Registered Investment Advisory firm (RIA). We are therefore required to act as a fiduciary to our clients, which means that our advice must be in our clients' best interests. We are a fee-based advisor, and our fee is calculated as a percentage of the assets we manage. We thrive when your portfolio thrives, thus, our goals are aligned with your goals.
See Disclosures
General Information
Firm Start Year
2015
No. of Employees
5-9
automated call
Yes
CRD#
7509696
Firm CRD#
281036
Name of Broker/Dealer
Schwab
Name of Custodial Firm
Schwab
States Licensed in
NH
Years of Experience in Financial Services
15
Number of Years with Current Firm
8
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Wealth Management, 401K Rollovers, Financial Planning, Estate Planning & Trusts
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Firm Information
Firm's Number of Clients
100
Assets Managed by Firm
$100,000,000
Advisor's Number of Managed Clients
100
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$100K+
Compensation Methods
Based on Assets
Minimum Fee Charged for Managed Accounts
0.75%
Education
Bachelors - Economics
Bates College
09/01/2004 -06/01/2008
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1891383/financialplanners-PEAK-Wealth-Management-LLC-detailed-disclosure.html