Daniel, Chen
DC Strategies, Integrated Wealth Mgt.
12 Christopher WaySuite #200
Eatontown, NJ 07724
7329822170
About DC Strategies, Integrated Wealth Mgt.
Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We are a fee based "Wealth Management" firm that takes a comprehensive approach to clarifying and organizing our client's financial affairs. We provide ongoing education and insight to navigating the complexities of growing and maintaining "Wealth" while our clients benefit from a more balanced life. Our pledge is to provide quality information so that individuals may make sound choices about their financial future. Ultimately, our greatest impact may be the confidence that comes with working with an Adviser that will educate his clients in the options that are available,and implement those strategies in simple and easy to understand terms.
See Disclosures
General Information
Firm Start Year
1998
No. of Employees
5-9
CRD#
1183323
Insurance License#
9943468
Name of Broker/Dealer
Cetera Advisors LLC
Name of Custodial Firm
Fidelity, Assetmark Trust, TD Ameritrade
States Licensed in
All States as an RIA
Years of Experience in Financial Services
28
Number of Years with Current Firm
19
Work with the following types of clients
Pension Plans, Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
Wealth Management, Money Management, Financial Planning for Individuals, Tax Advice and Services, Portfolio Management, Financial Advice & Consulting
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Securities Licenses
Series 6, Series 7, Series 24, Series 63, Investment Advisor Representative
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA)
Firm Information
Firm's Number of Clients
92
Firm's Number of Planning Clients
35
Firm's Number of Managed Clients
92
Assets Managed by Firm
$40mm
Advisor's Number of Clients
92
Advisor's Number of Managed Clients
92
Advisor's Number of Planning Clients
35
Assets Managed by Advisor
$40mm
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
500k
Compensation Methods
Flat Fee, Based on Assets, Hourly
Fee % Based on Assets
1.0%-1.50%
Hourly Rate
$300
Flat Fee Rate
$2000
Additional Details on Charges
Initial consultation will determine which service is most appropriate for a client.
Education
BS - Psycology
Monmouth University
September 1975 -June 1979
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1864794/financialplanners-DC-Strategies,-Integrated-Wealth-Mgt.-detailed-disclosure.html