About Princeton Global
Princeton Global is a financial services firm on a mission to make investment management and wealth planning an interesting and engaging experience. We use our knowledge and perspective to enable multi-generational families and individuals to define, focus, and achieve their financial goals.
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General Information
Firm Start Year
CRD#
1340382
Firm CRD#
146644
Name of Broker/Dealer
PRINCETON GLOBAL ASSET MANAGEMENT LLC
Name of Custodial Firm
Charles Schwab Co
States Licensed in
NJ
Years of Experience in Financial Services
40
Number of Years with Current Firm
1
Work Experience
Jim has 40 years of investment management and wealth advisory experience: Senior Portfolio Manager at Princeton Global Senior Vice President and Senior Portfolio Manager at TIAA Senior Vice President and Senior Portfolio Manager at People's United Bank Director and Senior Portfolio Manager at BlackRock Senior Portfolio Manager at Merrill Lynch Voting member on Merrill Lynch Asset Management Core Equity Team CERTIFIED FINANCIAL PLANNER 2005
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Firm Information
Advisor's Number of Clients
10
Advisor's Number of Managed Clients
10
Advisor's Number of Planning Clients
10
Assets Managed by Advisor
$50,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1 MM +
Compensation Methods
Based on Assets, Hourly
Fee % Based on Assets
Yes
Additional Details on Charges
At $1MM charged at 0.90% Next $2MM charged at 0.70% Next $2MM charged at 0.50% Above $5MM charged at 0.40%
Minimum Fee Charged for Managed Accounts
0.90% at $1MM/$9000
Minimum Fee Charged for Hourly Planning Accounts
$1000/hr.
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1892331/financialplanners-Princeton-Global-detailed-disclosure.html