About MML
We're committed to helping you achieve your financial goals. As a leading independent broker-dealer and registered investment adviser, we understand that quality investment products, advice, and services are critical elements to successful investing.
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General Information
Firm Start Year
1924
CRD#
5127697
Firm CRD#
10409
Insurance License#
LA-1016121
States Licensed in
AZ, FL, NJ, NY, PA, TX
Years of Experience in Financial Services
20
Number of Years with Current Firm
7
Work Experience
https://www.linkedin.com/in/william-romero-601b2322/
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations, International
Foreign Languages Serviced
English, Spanish
Advisory Services Provided
Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, Series 66
Insurance and Annuity Licenses
Variable Life, Disability, Accident, Annuity, Long Term Care, Life, HMO, Variable Annuity, Health
Firm Information
Advisor's Number of Clients
450
Advisor's Number of Managed Clients
325
Advisor's Number of Planning Clients
300
Assets Managed by Advisor
$220,000,000
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Commissions, Flat Fee, Hourly
Fee % Based on Assets
1
Hourly Rate
$250
Minimum Fee Charged for Managed Accounts
$1,000
Minimum Fee Charged for Hourly Planning Accounts
$1,000
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1892180/financialplanners-MML-detailed-disclosure.html