Jacob, Rice
Piedmont Capital Advisors
701 Green Valley Rd Suite 100 #210Greensboro, NC 27408
3368163801
About Piedmont Capital Advisors
Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC.
The LPL Financial representatives associated with this website may discuss and/or transact securities business only with residents of the following states: NC, SC, VA, GA, AL, AZ, CA, FL, IL, KY, MD
See Disclosures
General Information
Firm Start Year
1989
CRD#
6478580
Firm CRD#
6413
Insurance License#
17577227
Name of Broker/Dealer
LPL
States Licensed in
NC, SC, AL, AZ, CA, FL, GA, IL, KY, MD, MI, NY, SC, VA
Years of Experience in Financial Services
10
Work with the following types of clients
Businesses, Individual Investors
Foreign Languages Serviced
English
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management
Compliance
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CLU®, ChFC®, RICP®
Securities Licenses
Series 63, Series 7
Insurance and Annuity Licenses
Long Term Care, Variable Life, Disability, Annuity, Health, Variable Annuity, Life
Firm Information
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Commissions, Flat Fee, Based on Assets
Minimum Fee Charged for Managed Accounts
1%
Education
Finance & Business Administration - Finance
UNC- Greensboro
08/01/2013 -12/31/2016
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf