About Complete Investment Advisory LLC
Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.
We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.
We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.
See Disclosures
General Information
Firm Start Year
1980
No. of Employees
2-4
CRD#
6023553
Firm CRD#
166876
Insurance License#
658863
Name of Broker/Dealer
NA
Name of Custodial Firm
TD Ameritrade
States Licensed in
na
Years of Experience in Financial Services
31
Number of Years with Current Firm
30
Work Experience
Chartered Financial Consultant and income tax preparer
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses
Foreign Languages Serviced
NA
Advisory Services Provided
Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Tax Advice and Services, 401K Rollovers, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Retirement Planning, Portfolio Management
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®
Securities Licenses
Series 65
Insurance and Annuity Licenses
Life, Long Term Care, Annuity, Health
Firm Information
Firm's Number of Clients
215
Firm's Number of Planning Clients
NA
Firm's Number of Managed Clients
NA
Assets Managed by Firm
NA
Advisor's Number of Clients
180
Advisor's Number of Managed Clients
NA
Advisor's Number of Planning Clients
NA
Assets Managed by Advisor
NA
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
50,000
Compensation Methods
Hourly, Based on Assets
Fee % Based on Assets
1.5%-.05%
Hourly Rate
$250.00
Flat Fee Rate
na
Additional Details on Charges
We design you financial plan and investment strategy to help achieve your goals.
Minimum Fee Charged for Managed Accounts
na
Minimum Fee Charged for Hourly Planning Accounts
na
Minimum Fee Charged for Flat Fee Accounts
na
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1842219/financialplanners-Complete-Investment-Advisory-LLC-detailed-disclosure.html