About TTG Financial Inc
TTG Financial is a Registered Investment Advisor, a Fiduciary. As such, a RIA is bound ethically and legally to always act in the best interest of your clients.
We manage assets and consult and advise on any and all financial and investment topics with considerable expertise in Retirement Planning, Estate Planning, Special Needs Planning and 401K Administration. Therefore, we sell no products such as Insurance or Annuities, and are Fee Only, so we do better when you do better.
We have a Certified Financial Planner (CFP®), Master Registered Financial Consultant (MRFC®), Qualified Pension & 401K Administrator (QPA®, QKA®) and a Chartered Special Needs Consultant (ChSNC®) on staff working WITH you and FOR you to achieve your goals. There is no cookie cutter approach. Every client's needs are unique.
See Disclosures
General Information
Firm Start Year
2006
No. of Employees
5-9
CRD#
1598919
Firm CRD#
129004
Name of Custodial Firm
Schwab
Years of Experience in Financial Services
38
Number of Years with Current Firm
17
Work Experience
James L. Evans has been in the financial services business for 38 years. After serving as branch manager for a retail brokerage firm for 17 year he desired to provide advice as an independent fiduciary and in October 2006 founded TTG Financial along with his business partner Jim Kotagides. His broad responsibilities including compliance, accounting, trading , financial planning and asset allocation modeling. He obtained his Investment Advisor Representative license (Series 65) in August of 2003. He has four Professional Designations; Qualified Pension Administrator® in May 1992 and Qualified 401(k) Administrator® in July 2002 issued by the American Society of Pension Professionals and Actuaries, the Certified Financial Planner® designation issued by the Board of Certified Financial Planners in October 2005 and the Chartered Special Needs Consultant® designation issued by the American College.
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting, Tax Advice and Services
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, QPA®, QKA®, ChSNC®
Firm Information
Firm's Number of Clients
180
Firm's Number of Planning Clients
160
Firm's Number of Managed Clients
160
Assets Managed by Firm
$148,000,000
Advisor's Number of Clients
180
Advisor's Number of Managed Clients
180
Advisor's Number of Planning Clients
160
Assets Managed by Advisor
$155000000
Compensation and Fees
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Flat Fee, Based on Assets, Hourly
Fee % Based on Assets
See CRS
Additional Details on Charges
Detailed information is available at our website in both our CRS and ADV. www.teamttg.com
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1891443/financialplanners-TTG-Financial-Inc-detailed-disclosure.html
Disclaimer
https://www.teamttg.com/disclosures/