About Mills Financial Planning,Inc.
We provide comprehensive financial planning services for those retired or planning to retire in the
next 5 to 10 years. Brian has more than 28 years of experience and is an Investment Advisor Representative with Cetera
Advisors. He holds the following securities registrations: Series 6, 7, and 63, as well as Ohio
Life/Health insurance licenses. He has over 20 years of experience in personal financial planning with individuals and families. Brian completed his Certified Financial Planning designation (CFP®)
in 1992. Brian has extensive experience in wealth accumulation, education, family legacy, and retirement planning. He earned his Bachelor of Science in Financial Counseling and Planning from
Purdue University and a Master of Science in Personal Financial Planning from the College for
Financial Planning. He is a member of the Central Ohio FPA.
See Disclosures
General Information
Firm Start Year
1998
No. of Employees
1
CRD#
2071799
Firm CRD#
10299
Insurance License#
12755
Name of Broker/Dealer
Cetera Advisors, LLC
Name of Custodial Firm
Pershing
States Licensed in
OH, FL,IN,PA
Years of Experience in Financial Services
27
Number of Years with Current Firm
10
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Planning for Individuals, Portfolio Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 6, Series 7, Series 63
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, Life, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA)
Non-Financial Organization Memberships
Church Jesus Christ of Latter Day Saints
Firm Information
Firm's Number of Clients
135
Firm's Number of Planning Clients
56
Assets Managed by Firm
$33m
Advisor's Number of Clients
125
Assets Managed by Advisor
$33m
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Hourly, Commissions
Fee % Based on Assets
1.0
Hourly Rate
$100
Additional Details on Charges
I charge an hourly rate for comprehensive financial plans.
Minimum Fee Charged for Hourly Planning Accounts
$500
Education
Bachelor of Science - Financial Counseling and Planning
Purdue Unviersity
8-1-1983 - 8-9-1987
Master Degree - Financial Planning
College for Financial Planning
8-3-2014 - 3-6-2016
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1666186/financialplanners-Mills-Financial-Planning,Inc.-detailed-disclosure.html
Disclaimer
Investment Adviser Representative offering securities and advisory services through Cetera Advisors LLC, member FINRA / SIPC, a broker/dealer and registered investment advisor. Cetera is under separate ownership from any other named entity.