About Davis Wealth Management, LLC
Helping You Sustain Your Legacy
We are in the business of advising clients who want to develop and implement a comprehensive, effective, long-term financial strategy, customized to their personal goals and resources. We expect our relationship to endure for many years, and possibly even for generations. Because our professional perspective is, essentially, permanent, we work hard to foster and preserve the trust and confidence of our clients. We hold ourselves to high standards of expertise, professionalism and service, and we emphasize regular, interactive communication as our best resource for assessing and improving the quality of the service we provide.
See Disclosures
General Information
Firm Start Year
1924
CRD#
2264620
Firm CRD#
6413
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, 401K Rollovers, Retirement Planning
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CPFA, ChFC®, AIF®, CLU®, CEPA®
Securities Licenses
Series 24, Series 65, Series 63, Series 6, Series 7
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Flat Fee, Hourly, Based on Assets, Commissions
Education
Bachelor of Science - Earth Science
University of Notre Dame
08/22/1981 -05/15/1985
MBA - Finance
Drexel University
09/01/1988 -05/10/1990
Disclosures
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Securities and advisory services offered through LPL Financial, Registered Investment Advisor, Member FINRA & SIPC. Financial planning offered through Davis Wealth Management, LLC, A Registered Investment Advisor and separate entity from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA,FL, IN, MA, NY, OH, TX, VA, WY