Anthony, Lishka
Lishka Financial / LPL Financial
12901 Se 97th Ave Ste 410Clackamas, OR 97015
5036087171
About Lishka Financial / LPL Financial
Lishka Financial™ provides you, our client, an educated alternative for investing. Lishka Financial excels at explaining the pitfalls and advantages of complex investment programs. Lishka Financial is not limited to proprietary, "in-house" products, allowing you to choose the most competitive investments available.
Lishka Financial is a independent financial planning firm licensed with LPL Financial, a full-service broker-dealer serving independent financial advisors nationwide.
LPL is an independent broker dealer intent on providing you the highest quality service. LPL gives its financial advisors the freedom to decide which products are the best fit for you. More importantly Lishka Financial has access to a wide array of products and services available in order to best pursue your goals and objectives.
To help us stay on top, we have placed an emphasis on education by providing the latest in industry news as well as comprehensive training programs.
Since 2010, our clients have enjoyed financial services at the leading edge of the industry. Lishka Financial can also address your business and family insurance needs.
See Disclosures
General Information
Firm Start Year
2010
No. of Employees
2-4
CRD#
5767664
Firm CRD#
6413
Insurance License#
7905836, 771402, 1064018
Name of Broker/Dealer
LPL FINANCIAL
Name of Custodial Firm
LPL FINANCIAL
States Licensed in
AK,AZ,CA,DC,HI,ID,KY,MA,MD,MI,MS,MT,NM,NV,NY,OH,OR,PA,TN,TX,WA
Years of Experience in Financial Services
14
Number of Years with Current Firm
1
Work with the following types of clients
Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning
Compliance
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®, FRCSM, CFF®
Securities Licenses
Series 7, Series 24, Series 63, Series 65
Insurance and Annuity Licenses
Annuity, Disability, Variable Annuity, Health, Life, Variable Life, Long Term Care
Firm Information
Firm's Number of Clients
400
Firm's Number of Planning Clients
500
Firm's Number of Managed Clients
200
Assets Managed by Firm
$100,000,000
Advisor's Number of Clients
400
Advisor's Number of Managed Clients
200
Advisor's Number of Planning Clients
500
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$10,000
Compensation Methods
Based on Assets
Education
BUSINESS ADMINISTRATION & MANAGEMENT - BUSINESS
CLACKAMAS COMMUNITY COLLEGE
9/1/2008 -6/1/2009
CHARTERED FINANCIAL CONSULTANT - FINANCE
THE AMERICA COLLEGE
9/1/2012 -6/1/2015
BUSINESS MANAGEMENT - BUSINESS
WESTERN GOVERNORS UNIVERSITY
1/1/2018 -6/1/2019
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf