About Solebury Investment Group, Llc.
Please see my website for all information about myself and my firm.
See Disclosures
General Information
Firm Start Year
1924
CRD#
2537103
Firm CRD#
297811
Name of Broker/Dealer
Purshe Kaplan Sterling Investments
Name of Custodial Firm
TD Ameritrade and Pershing Clearing Corp.
States Licensed in
CA, CO, FL, GA, MA, MT, NH, NJ, NY, NC, PA, SC, TN, TX, UT, VA
Years of Experience in Financial Services
20+
Number of Years with Current Firm
2
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 24, Series 65, Series 63
Insurance and Annuity Licenses
Variable Life, Life, Variable Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
50000
Compensation Methods
Based on Assets
Disclosures
www.soleburygroup.com
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1816503/financialplanners-Solebury-Investment-Group,-Llc.-detailed-disclosure.html
Disclaimer
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling Investments and the Firm are not affiliated companies. Investments through PKS or the Firm are: NOT FDIC INSURED, NOT BANK GUARANTEED, MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL, NOT INSURED BY ANY STATE OR FEDERAL AGENCY.