Russ, Kefauver
Kefauver Financial Planning & Wealth Management
1020 William Blount Dr.Maryville, TN 37801
8652689585
About Kefauver Financial Planning & Wealth Management
Kefauver Financial Planning & Wealth Management works with families and professionals needing serious financial planning and investment assistance for lifes important milestones, such as the approach to, and time in, retirement.
From more than two decades of financial planning and service, we are convinced of three simple
things:
Everyone has BIG IDEAS to fund.
You have meaningful, life-long aspirations. Whether retirement or something else, these need
consistent action and a financial plan. We can help with both.
Funding starts by AVOIDING MISTAKES.
Our most important work is to help you avoid the Big Mistake: over-reaction to life stress or
market
conditions during moments that risk derailment of long-term plans.
SMART PLANNING can help you get there.
Flexible, comprehensive financial planning and thoughtful advice can provide reassurance as you
endeavor to enjoy more of life's simple pleasures. Let's start today.
See Disclosures
General Information
Firm Start Year
2010
CRD#
5295768
Firm CRD#
6413
Insurance License#
976020
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
AK, AL, AZ, CA, CO, FL, GA, KS, IA, ID, IL, KY, LA, MD, MI, MN, NC, NH, NV, PA, SC, TN, TX, VT, WI
Years of Experience in Financial Services
18
Number of Years with Current Firm
13
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
AWMA®, CRPC®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Long Term Care, Life, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA)
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Flat Fee, Based on Assets
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Disclaimer
Securities offered through LPL Financial, Member FINRA / SIPC. Investment Advice offered through Flagship Harbor Advisors, LLC, a registered investment advisor. Kefauver Financial Planning & Wealth Management and Flagship Harbor Advisors, LLC are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AL, AZ, CA, CO, FL, GA, ID, IL, IN, KY, LA, MD, MI, MN, NC, NH, NV, PA, SC, TN, TX, VA, VT, WI