About Wealth Consulting Group
Our first priority is helping you take care of yourself and your family or business. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. That cornerstone of open and honest communication allows us to deliver tailored, professional services designed to help our clients rise to their financial independence.
See Disclosures
General Information
Firm Start Year
1924
Firm CRD#
6413
Insurance License#
4568650
Name of Broker/Dealer
LPL FINANCIAL LLC
States Licensed in
TX
Years of Experience in Financial Services
37
Number of Years with Current Firm
7
Work with the following types of clients
Non-Profit Organizations, Businesses, Individual Investors
Advisory Services Provided
Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
AIF®
Securities Licenses
Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
Firm Information
Assets Managed by Advisor
$200,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Hourly, Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
TBD
Additional Details on Charges
Fee is based on scope of work and assets placed under management.
Minimum Fee Charged for Hourly Planning Accounts
$500
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
WCG Wealth Advisors ADV Part 2A https://static.fmgsuite.com/media/documents/75c5378a-a283-4918-b6f6-582a58d1f32b.pdf
Additional Detailed Disclosures