About Courser Capital Management, LLC
Courser Capital Management, LLC is an independent advisory firm dedicated to delivering experienced, informed, professional advice. Our goal is to serve as our clients' outsourced chief financial officers; providing comprehensive planning and guidance to help align their wealth with their goals.
See Disclosures
General Information
Firm Start Year
2000
No. of Employees
5-9
CRD#
4066111
Firm CRD#
6413
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
VA,NC,SC
Years of Experience in Financial Services
24
Number of Years with Current Firm
4
Work Experience
Joseph has been giving clients comprehensive and personalized advice since 2000. In that time, he has helped clients navigate some of history's most challenging market and economic conditions. Joseph's dedication to continual professional growth has earned the trust of high and ultra-high net worth investors. As an independent advisory firm, Courser Capital Management places its clients' interests at the center of its advice.
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Annuity, Life, Health, Long Term Care, Variable Life, Annuity, Disability
Firm Information
Firm's Number of Clients
120
Firm's Number of Planning Clients
120
Firm's Number of Managed Clients
120
Assets Managed by Firm
$242,406,508
Advisor's Number of Clients
120
Advisor's Number of Managed Clients
120
Advisor's Number of Planning Clients
120
Assets Managed by Advisor
$242,406,508
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Compensation Methods
Based on Assets, Flat Fee
Fee % Based on Assets
1.00
Minimum Fee Charged for Hourly Planning Accounts
$5420
Education
Bachelor of Science - Agricultural Business
University of Wyoming
08/15/1995 -07/15/1999
Master of Liberal Arts - Finance
Harvard University
01/17/2017 -11/15/2021
Disclosures
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.