About BRB Wealth
BRB Wealth's advisors operate as "Financial Directors" of our client's lives. Our advisors team up with CPA's, attorneys, insurance agents, and others to help coordinate all aspects of our client's financial plans. Our focus is on Risk Management, Estate Planning, and Investment Planning. We use a Capital Strength investment philosophy which seeks to provide less volatility and strong performance over time. Our Financial Planning process is based on our Four Pillars. These pillars include
defining a strategy, designing an action plan, Implementing an allocation strategy, and a consistent monitoring and review.
See Disclosures
General Information
Firm Start Year
1925
No. of Employees
5-9
CRD#
6009188
Firm CRD#
6413
Insurance License#
825224
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
NC, NJ, SC, VA, VT
Years of Experience in Financial Services
13
Number of Years with Current Firm
3
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
401K Rollovers, Retirement Planning, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 6, Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Annuity, Life, Variable Annuity, Long Term Care, Variable Life, Disability
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Flat Fee, Commissions, Based on Assets
Education
MBA - Business
Grace College
08/17/2010 -08/17/2012
Disclosures
FinancialPlanners.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialPlanners.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialPlanners.net cash compensation for these referrals, which creates the incentive for FinancialPlanners.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates.Blue Ridge Bank and BRB Wealth are not registered as a broker/dealer or investment advisor. Registered representatives of LPL offer products and services using BRB Wealth and may also be employees of Blue Ridge Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from and not affiliates of Blue Ridge Bank or BRB Wealth. Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any Other Government Agency | Not Bank Guaranteed | Not Bank Deposits or Obligations | May Lose Value