Roshan, Loungani
Arete Wealth Management, LLC
8500 Leesburg Pike, Suite 210Vienna, VA 22182
2025364468
About Arete Wealth Management, LLC
As an Arete client, you will experience an unparalleled commitment to your financial success that we are uniquely qualified to provide. Each element of our company's structure and lines of business are strategic - from our small size and independence, to our experienced top tier advisors, to the breadth and uniqueness of our investment product offerings. You will not find another wealth management firm that can offer a similar value proposition.
Our Services
Our core services are comprehensive financial planning, asset management and investment banking. We provide these services to individuals, businesses, foundations, nonprofit organizations and their endowments.
See Disclosures
General Information
Firm Start Year
2000
No. of Employees
2-4
CRD#
4256993
Firm CRD#
44856
Years of Experience in Financial Services
22
Number of Years with Current Firm
14
Work Experience
Roshan began his financial career in 1997 as an intern with Morgan Stanley Dean Witter in Washington, D.C. In 2000 he joined Ameriprise Financial Services as a financial advisor and manager for American Express. It was here that Roshan began building a reputation as an accomplished fiduciary consultant and trust personal financial advisor.
When Roshan joined Arete Wealth Management in 2008 the firm managed less than $100 million in assets. Today, Arete Wealth Management is an award winning, nationally recognized industry leader with 35 offices and 145 registered advisors throughout the U.S. with more than $4 billion in assets.
Work with the following types of clients
Individual Investors
Advisory Services Provided
401K Rollovers, Wealth Management, Financial Planning for Individuals, Retirement Planning, Investment Advice & Management, Financial Planning, Portfolio Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPC®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Life, Long Term Care, Disability, Annuity, Health, Life, Variable Annuity
Firm Information
Advisor's Number of Clients
120
Advisor's Number of Managed Clients
120
Advisor's Number of Planning Clients
120
Assets Managed by Advisor
$50,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Education
Bachelor of Science - Finance & Marketing
University of Maryland
1996 -1999
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1880569/financialplanners-Arete-Wealth-Management,-LLC-detailed-disclosure.html