About Pleso Capital Group
We are a fee-only, independent firm committed to helping our clients achieve their financial goals through a personalized approach.
We take the guesswork out of identifying, planning for, and reaching your goals. Schedule a free call with us to get a feel of how we can work together.
If you decide to continue, our process starts with understanding your situation. This second, longer call is designed for us to find your purpose, by digging deeper with what was discussed in the first meeting. Depending on complexity, we will meet several times over the next few weeks as we continue to understand your unique situation.
After we have reviewed your details including income, investments, insurance, and taxes, we will make our recomendations to you. Once you are satisfied, we can help put our plan in action. Once the plan is place, we will continue to update and adjust as necessary. We will meet periodically throughout the year to check in, but you are always free to contact us if you have concerns anytime.
See Disclosures
General Information
Firm Start Year
2018
No. of Employees
2-4
CRD#
6393806
Firm CRD#
169159
Name of Broker/Dealer
Altruist
Name of Custodial Firm
Altruist
Years of Experience in Financial Services
8
Number of Years with Current Firm
8
Compliance
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65
Firm Information
Firm's Number of Clients
1
Firm's Number of Planning Clients
0
Firm's Number of Managed Clients
1
Assets Managed by Firm
100
Advisor's Number of Clients
1
Advisor's Number of Managed Clients
1
Advisor's Number of Planning Clients
0
Assets Managed by Advisor
$100
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$250,000
Education
MS - Mathematics
Southern Illinois University
2008 -2009
Disclosures
Additional Detailed Disclosures
https://www.financialplanners.net/disclosure/1892497/financialplanners-Pleso-Capital-Group-detailed-disclosure.html
Disclaimer
The firm is a registered investment adviser with the state of Pennsylvania, and may only transact business with residents of those states, or residents of other states where otherwise legally permitted subject to exemption or exclusion from registration requirements. Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training.